WebThe notice must include the name, main business address, main telephone number, and contact person of the accountant; and. ( C) The information specified by the accountant … WebMar 17, 2024 · CFTC @CFTC Today @CFTCcgr, sponsor of the CFTC Technology Advisory Committee (TAC), released an agenda for the TAC inaugural meeting on March 22. Learn more: cftc.gov/PressRoom/Pres… 10:45 PM ∙ Mar 1, 2024 6Likes 5Retweets
CFTC Chair Behnam Says Binance Deliberately Dodged …
Web(1) The date of the most recent Statement of Financial Condition filed with the National Futures Association pursuant to this paragraph (c); or (2) The date of the formation of the pool; and (B) The close of the pool's fiscal year or the date of the cessation of trading, whichever is earlier; and (ii) Web§ 22.2 Futures Commission Merchants: Treatment of Cleared Swaps and Associated Cleared Swaps Customer Collateral. § 22.3 Derivatives clearing organizations: … truly logo
Stock Market News, March 13, 2024: Dow Falls, Nasdaq Rises to …
WebElectronic Code of Federal Regulations (e-CFR) Title 17 - Commodity and Securities Exchanges CHAPTER I - COMMODITY FUTURES TRADING COMMISSION PART 22 - CLEARED SWAPS § 22.9 Denomination of Cleared Swaps Customer Collateral and location of depositories. 17 CFR § 22.9 - Denomination of Cleared Swaps Customer … Web§ 23.22: Prohibition against statutory disqualification in the case of an associated person of a swap dealer or major swap participant. ... shall not apply to any person listed as a principal or registered as an associated person of a futures commission merchant, retail foreign exchange dealer, introducing broker, commodity pool operator, ... Web( A) A swap dealer that elects to meet the capital requirements in this paragraph (a) (1) (ii) must at all times maintain net capital, as defined and computed in accordance with § 240.18a-1 of this title as if the swap dealer were a security-based swap dealer registered with the Securities and Exchange Commission and subject to § 240.18a-1 of … philippi methode